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Commodity Futures Trading Commission Act
Results: 1755

#	Item
291	Regulatory Update TO: Chief Financial Officers Chief Compliance Officers Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:38:40 Financial economics Commodity Futures Modernization Act Financial system Finance Commodity Futures Trading Commission Futures contract New York Mercantile Exchange
292	Case 1:12-cv[removed]BAH Document 26 Filed[removed]Page 1 of 53 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE and CHAMBER OF COMMERCE OF THE Add to Reading List Source URL: www.ici.org Language: English U.S. Securities and Exchange Commission Government Public administration Financial economics Corporate crime Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act
293	FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:35 Financial system Commodity Exchange Act Financial regulation Late-2000s financial crisis Commodity Futures Modernization Act Commodity Futures Trading Commission Financial economics Futures contract
294	GOVERNOR RICK SCOTT MONTHLY AGENCY ACHIEVEMENT REPORT OFFICE OF FINANCIAL REGULATION JANUARY 2015 JANUARY ACHIEVEMENTS 1. Monthly Statistics Add to Reading List Source URL: www.flofr.com Language: English - Date: 2015-02-06 14:51:44 Business Commodity Futures Trading Commission Futures contract Day trader Fraud Commodity Exchange Act Commodity trading advisor Commodity pool Commodities market Financial economics Finance
295	UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, et al., Plaintiffs, v. Add to Reading List Source URL: www.ici.org Language: English Financial system Commodity Futures Modernization Act Commodity Pool Operator Commodity Futures Trading Commission Commodity pool Commodity Exchange Act Securities regulation in the United States National Futures Association Commodity market Commodities market Financial economics Finance
296	Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-03 19:46:08 Financial system Options Clearing Corporation Futures contract United States federal banking legislation Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Clearing Derivative Short Financial economics Finance Financial markets
297	Microsoft Word - SIFMAEVPSnookRemarks030613.docx Add to Reading List Source URL: www.sifma.org Language: English - Date: 2013-03-06 08:02:58 Bonds Securities Securities Industry and Financial Markets Association Stock market Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Commodity pool Futures contract Insurance Financial economics Investment Finance
298	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 12, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objectio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-13 00:31:18 Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Financial economics Finance Financial system United States federal banking legislation Options Clearing Corporation Bank
299	ASF Evening Series - OTC Derivatives Tuesday 3 September 2013 Louise McCoach, Partner Clayton Utz © Clayton Utz[removed] Add to Reading List Source URL: www.securitisation.com.au Language: English - Date: 2013-09-03 21:09:52 Securities Trade Repository Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Depository Trust & Clearing Corporation Credit derivative Commodity Futures Trading Commission Over-the-counter Financial economics Financial system Finance
300	SEC Grants MFA’s No-Action Letter on Knowledgeable Employees: Earlier this month, the staff of the Security and Exchange Commission’s (SEC) Division of Investment Management issued a no-action letter to MFA, updating Add to Reading List Source URL: www.managedfunds.org Language: English Commodity Futures Trading Commission Financial services Hedge fund Cayman Islands Futures contract Preqin Commodity Futures Modernization Act Financial economics Investment Finance

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